Ex Parte SMITH et al - Page 5



              Appeal No. 1996-0288                                                                  Page 5                
              Application No. 07/873,634                                                                                  
                     The need for the USPTO to explicitly make of record the factual underpinnings                        
              for a conclusion of obviousness was recently addressed by our appellate reviewing                           
              court.  As explained in In re Lee, 277 F.3d 1338, 1345, 61 USPQ2d 1430, 1434 (Fed.                          
              Cir. 2002):                                                                                                 
                     With respect to Lee's application, neither the examiner nor the Board                                
                     adequately supported the selection and combination of the Nortrup and                                
                     Thunderchopper references to render obvious that which Lee described.                                
                     The examiner's conclusory statements that "the demonstration mode  is                                
                     just a programmable feature which can be used in many different devices                              
                     for providing automatic introduction by adding the proper programming                                
                     software" and that "another motivation would be that the automatic                                   
                     demonstration mode is user friendly and it functions as a tutorial" do not                           
                     adequately address the issue of motivation to combine.  This factual                                 
                     question of motivation is material to patentability, and could not be                                
                     resolved on subjective belief and unknown authority.  It is improper, in                             
                     determining whether a person of ordinary skill would have been led to this                           
                     combination of references, simply to "[use] that which the inventor taught                           
                     against its teacher."  W.L. Gore v. Garlock, Inc., 721 F.2d 1540, 1553,                              
                     220 U.S.P.Q. (BNA) 303, 312-13 (Fed. Cir. 1983).  Thus the Board must                                
                     not only assure that the requisite findings are made, based on evidence of                           
                     record, but must also explain the reasoning by which the findings are                                
                     deemed to support the agency's conclusion.                                                           
              The court went on to state:                                                                                 
                     The determination of patentability on the ground of unobviousness is                                 
                     ultimately one of judgment.  In furtherance of the judgmental process, the                           
                     patent examination procedure serves both to find, and to place on the                                
                     official record, that which has been considered with respect to                                      
                     patentability.  The patent examiner and the Board are deemed to have                                 
                     experience in the field of the invention; however, this experience, insofar                          
                     as applied to the determination of patentability, must be applied from the                           
                     viewpoint of "the person having ordinary skill in the art to which said                              
                     subject matter pertains," the words of section 103. In finding the relevant                          
                     facts, in assessing the significance of the prior art, and in making the                             
                     ultimate determination of  the issue of obviousness, the examiner and the                            
                     Board are presumed to act from this viewpoint.  Thus when they rely on                               
                     what they assert to be general knowledge to negate patentability, that                               
                     knowledge must be articulated and placed on the record.  The failure to                              
                     do so is not consistent with either effective administrative procedure or                            
                     effective judicial review.  The board cannot rely on conclusory statements                           





Page:  Previous  1  2  3  4  5  6  7  8  Next 

Last modified: November 3, 2007