Ex parte HERRMANN et al. - Page 8




          Appeal No. 1998-2673                                                        
          Application 08/557,138                                                      


          with the appellants’ arguments that:                                        

               (1)    the “difference between the British reference                   
                      [Lee] and Appellant’s [sic] novel contribution is               
                      quite clear.  In accordance with Appellant’s [sic]              
                      novel contribution, the carrier member of the                   
                      value-bearing document once prepared is thereafter              
                      formed with a depressed surface and with an                     
                      opening in such depressed surface whereupon a                   
                      cover foil is mounted OVER the opening ON the                   
                      depressed surface” (appeal brief, page 9); and                  

               (2)    in Lee, “there is no opening within a depressed                 
                      surface over which a cover foil is mounted to                   
                      cover the opening, but as illustrated in Figure 4               
                      and described in the specification , the thin                   
                      thread element 5 is a part of the sheet instead of              
                      being a cover foil subsequently covering the                    
                      opening and mounted on a depressed surface”                     
                      (appeal brief, page 10).                                        
               Since the secondary reference to Kaule, upon which the                 
          examiner exclusively relies for a teaching of a security                    
          element carried upon a planar surface of a value bearing                    
          document, does not overcome the identified deficiencies of                  
          Lee, we conclude that                                                       




          the examiner has not met his burden of setting forth a prima                
          facie case of obviousness.  Accordingly, the decision of the                

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