Ex parte ISHII - Page 5




              Appeal No. 1999-1656                                                                                        
              Application No. 08/638,759                                                                                  

              the disclosed member (30 or 33 in the instant figures) is not in a position to affect “the                  
              slope angle of the marginal ray exiting the lens.”  Rather, the member is in a position to                  
              affect light rays incident upon an imaging element (e.g., instant Fig. 2).                                  
                     Appellant’s disclosure (e.g., page 10, first full paragraph) indicates that the                      
              “numerical aperture limiting member” is to be defined in somewhat broad terms.  The                         
              specification, at the bottom of page 8 through page 11, provides guidance with respect to                   
              the scope of the claims.  The paragraph bridging pages 9 and 10 defines the numerical                       
              aperture limiting member in structural and functional terms: “the diffraction light flux of the             
              unrequired order incident on the NA [numerical aperture] limiting member 30 [Fig. 1] is                     
              absorbed substantially by the light shielding layer 31, so that only a part of the diffraction              
              light flux of the unrequired order can be passed through the light shielding layer 31.”                     


                     In view of the record before us, we conclude that the broadest reasonable definition                 
              of “numerical aperture limiting member” does not exclude the light-intercepting kerfs (Fig.                 
              24) or light-intercepting masks (Fig. 26) as disclosed by Nose.  Appellant further argues                   
              (Reply Brief at 9-10) that the light-intercepting masks are not “arranged in series with the at             
              least one diffraction optical element,” as required by instant claim 2.                                     
                     Claim 2 sets forth “at least one” diffraction optical element.  Zone plate 103 (Fig. 26              
              of Nose) is a monolithic structure (see, e.g. col. 6, ll. 4-44) and could be considered a                   

              single diffraction optical element.  Alternatively, the zone plates 103 , 103 , 103  could be1      2     2                       

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