Ex Parte MARULLO et al - Page 13


                Appeal No. 2001-1436                                                   Page 13                  
                Application No. 08/422,612                                                                      

                       expressed in S. cerevisiae in combination with the Examiner’s                            
                       position that an artisan would not have expected the su[rp]rising                        
                       and unexpected results obtained by Appellant[s] in E. coli to be                         
                       predictive of prophetic results in the completely unrelated organism                     
                       S. cerevisiae.                                                                           
                                                                                                               
                Examiner’s Answer, pages 2-3 (emphasis in original).                                            
                       We understand the examiner’s position to be based on Appellants’                         
                arguments, presented earlier in prosecution but not repeated in the Appeal Brief,               
                that the prior art would not have provided a reasonable expectation of success.                 
                As we understand it, the examiner’s reasoning is that the claims must be either                 
                obvious or nonenabled:  if Appellants are correct that the claims are nonobvious                
                (due to lack of expectation of success), then they are nonenabled because the                   
                specification provides no guidance to supply the expectation allegedly missing                  
                from the prior art.                                                                             
                       We do not agree that our reversal of the obviousness rejection mandates                  
                affirmance of the nonenablement rejection.  The examiner’s obviousness                          
                rejection is based on substituting DNA encoding an intact mammalian G protein-                  
                coupled receptor into Dull’s assay system.  Dull’s system relies on functional                  
                transduction of a signal by the heterologous receptor to generate a positive                    
                response in the assay.  Thus, to be used in Dull’s system, a mammalian G                        
                protein-coupled receptor would have to generate a signal – either dissociation of               
                the G protein or activation of the effector protein – in response to binding a                  
                ligand.  In view of Dietzel’s disclosure, however, a skilled artisan would not have             
                expected functional signal transduction by a mammalian G protein-coupled                        
                receptor expressed in yeast cells.                                                              





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