Ex Parte WHITMAN et al - Page 5




          Appeal No. 2001-1633                                                        
          Application 09/092,543                                                      


          of a spin coater [id.].  Although this step does not control the            
          flow rate from the dispenser per se, it does control the rate at            
          which the fluid is distributed to the surface of the wafer away             
          from the axis of rotation.  These surface portions away from the            
          axis of rotation also are part of the receiving surface.  Since             
          claim 13 only recites that the flow of fluid to the receiving               
          surface is altered, and since the flow of fluid to the outer                
          reaches of the wafer is a function of the speed of the spin                 
          coater (as well as the dispense rate), then the step of altering            
          as recited in claim 13 is fully met by Ushijima when the film               
          resist forming step is controlled by changing the rotation rate             
          of the coater.  We agree with the examiner that when claim 13 is            
          given its broadest reasonable interpretation, claim 13 is fully             
          met by the disclosure of Ushijima.                                          
          We now consider the rejection of the claims under 35 U.S.C.                 
          § 103 based on Lin and Ushijima.  In rejecting claims under 35              
          U.S.C. § 103, it is incumbent upon the examiner to establish a              
          factual basis to support the legal conclusion of obviousness.               
          See In re Fine, 837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed.              
          Cir. 1988).  In so doing, the examiner is expected to make the              
          factual determinations set forth in Graham v. John Deere Co., 383           
          U.S. 1, 17, 148 USPQ 459, 467 (1966), and to provide a reason why           


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