Ex Parte SANDHU et al - Page 4




          Appeal No. 2001-1697                                       Page 4           
          Application No. 09/059,718                                                  


          aforementioned rejections.  The reasons for our determination               
          follow.                                                                     
               In the rejections stated in the answer, the examiner has               
          identified either Yamasaki or Kakoschke as the closest prior art            
          reference.  Appellants have pointed out that, among other things,           
          Yamasaki and Kakoschke each do not teach or suggest the use of              
          steam and a halogen compound together with nitrous oxide and                
          ozone in a gaseous mixture for treating a heated silicon-                   
          containing surface of a silicon layer to form a dielectric film             
          containing silicon dioxide and silicon nitride as recited in the            
          appealed claims (see, e.g., appeal brief, page 18).                         
               To remedy that acknowledged deficiency of either Yamasaki or           
          Kakoschke (answer, pages 3-7), the examiner has relied upon                 
          Fujishiro.  According to the examiner, it would have been obvious           
          to one of ordinary skill in the art at the time the invention was           
          made to include HCl and water in the gaseous oxidizing mixture of           
          either Yamasaki or Kakoschke to enhance the oxidation rate of the           
          silicon layer in either Yamasaki or Kakoschke as taught by                  
          Fujishiro at column 5, lines 20-27 thereof.                                 
               We cannot agree.                                                       
               Under 35 U.S.C. § 103(a), the examiner carries the initial             
          burden of establishing a prima facie case of obviousness.                   









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