Ex Parte Cai et al - Page 5



          Appeal No. 2002-2087                                                        
          Application No. 09/733,836                                                  

          that appellants had possession of the now claimed subject matter.           
          See In re Edwards, 568 F.2d 1349, 1351-52, 196 USPQ 465, 467 (CCPA          
          1978).  “The legal standard for definiteness [under section 112,            
          ¶2] is whether a claim reasonably apprises those of skill in the            
          art of its scope. [Citations omitted].”  In re Warmerdam, 33 F.3d           
          1354, 1361, 31 USPQ2d 1754, 1759 (Fed. Cir. 1994).                          
               We determine that the examiner has not met this initial burden         
          for either rejection under the first or second paragraphs of                
          section 112.  Regarding the examiner’s rejection under the second           
          paragraph, the specification and drawing clearly shows how a trench         
          can be formed over and into a substrate (specification, page 5, ll.         
          29-30, and Figure 1).  The examiner has failed to establish that a          
          trench cannot be “by definition” formed on the surface of the               
          substrate, with no evidence of any “definition” on this record.  As         
          correctly argued by appellants (Reply Brief, pages 5-6), the                
          applied prior art in this appeal establishes that STIs can be               
          formed over the substrate.  With regard to the rejection under the          
          first paragraph of section 112, the examiner’s statement that there         
          is no support for source and drain contact structures extending             
          through the STI “as recited in claims 9 and 13" is incorrect                
          (Answer, page 4).  Claim 9 on appeal recites that the source and            
          drain contact structures are formed on the STI and extend through           
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