Ex Parte Cai et al - Page 6



          Appeal No. 2002-2087                                                        
          Application No. 09/733,836                                                  

          the STI to contact the source and drain diffusion regions (and thus         
          these contact structures do not extend through the entire STI).             
          Support for this recitation in claim 9 is clearly found in the              
          specification (page 6, ll. 1-3) and Figure 1.                               
               For the foregoing reasons and those stated in the Brief and            
          Reply Brief, we determine that the examiner has failed to meet the          
          initial burden of establishing failure to meet the requirements of          
          35 U.S.C. § 112, first and second paragraphs.  Accordingly, we              
          reverse the rejections of claims 9-16 under ¶1 and ¶2 of 35 U.S.C.          
          § 112.                                                                      
               B.  The Rejection under 35 U.S.C. § 103(a)                             
               The examiner finds that Lin teaches, in Figure 6 and related           
          text, an ESD structure comprising a p type semiconductor substrate          
          20 [sic, 10; see Lin, col. 3, l. 30], n+ source and drain diffusion         
          regions 43, and respective source and drain n-wells 21, under each          
          diffusion region, and STI 30 formed over and into the substrate “to         
          separate the source and drain diffusion regions and a portion of            
          the source and drain wells” (Answer, page 5).  The examiner admits          
          that Lin does not explicitly state that STI regions separate the            
          source and drain diffusion regions and a portion of the source and          
          drain wells, but the examiner states that “it is well known in the          
          art that STI regions separate active regions of one device from             
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