Ex Parte Jenkins - Page 5



                    Appeal No. 2003-0550                                                                                                                                  
                    Application No. 09/580,411                                                                                                                            

                    is true that during use of the die cutter apparatus in Carll in a                                                                                     
                    cutting operation, the die cutter units (14) are fixed in an                                                                                          
                    adjusted position by tightening of the bolts (32), we remain of                                                                                       
                    the view that the structure in Carll would broadly be understood                                                                                      
                    by one of ordinary skill in that art to constitute a "lost motion                                                                                     
                    connection" like that set forth in claim 1 on appeal, at least                                                                                        
                    during the set-up phase for the die cutter apparatus.  In that                                                                                        
                    regard, we agree with the examiner's assessment on page 6 of the                                                                                      
                    answer that                                                                                                                                           
                              the only difference between the two inventions is how                                                                                       
                              they are intended to be used.  Carll discloses that the                                                                                     
                              die cutting units are locked in position during use,                                                                                        
                              while the die cutting units of the present invention                                                                                        
                              are free to move during use.  However, there is no                                                                                          
                              structural difference between the claimed invention and                                                                                     
                              the invention of Carll, thus the difference amounts to                                                                                      
                              a functional recitation of intended use, and as is well                                                                                     
                              established in patent law, a functional recitation of                                                                                       
                              intended use cannot serve to distinguish a claimed                                                                                          
                              apparatus/device over the prior art.  Further, it is                                                                                        
                              noted that there is nothing in Carll which prevents it                                                                                      
                              from being used in the manner described by appellant.                                                                                       
                              For example, by simply not tightening the screws 32,                                                                                        
                              Carll is exactly the same as the claimed invention.  No                                                                                     
                              modification of the structure disclosed by Carll is                                                                                         
                              required.  This loosened state is clearly present in                                                                                        
                              Carll during adjustments, but also could be present                                                                                         
                              during use of the device if a user chose to do so.                                                                                          
                              Also, it is noted that there is nothing preventing the                                                                                      
                              adjustment members of the present invention from being                                                                                      
                              tightened down to lock the die cutting units in place                                                                                       
                              and thus used in the same manner as the die cutting                                                                                         
                              units of Carll.  A structural difference between the                                                                                        

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