Ex Parte Jenkins - Page 8



                    Appeal No. 2003-0550                                                                                                                                  
                    Application No. 09/580,411                                                                                                                            

                    structural features of the connection set forth in claim 1 on                                                                                         
                    appeal and is inherently capable of being used in the manner set                                                                                      
                    forth in claim 1 to permit relative lateral movement of each die                                                                                      
                    cutter unit (14) relative to the base member (12) and relative to                                                                                     
                    each other through a range of 360 degrees.                                                                                                            

                    As was made clear in In re Schreiber, 128 F.3d at 1477, 44                                                                                            
                    USPQ2d at 1431, by choosing to define an element functionally as                                                                                      
                    in appellant's claim 1 on appeal, appellant assumes a risk, that                                                                                      
                    risk being that where the Patent and Trademark Office has reason                                                                                      
                    to believe that a functional limitation asserted to be critical                                                                                       
                    for establishing novelty in the claimed subject matter may, in                                                                                        
                    fact, be an inherent characteristic of the prior art, it                                                                                              
                    possesses the authority to require the applicant to prove that                                                                                        
                    the subject matter shown to be in the prior art does not possess                                                                                      
                    the characteristic relied upon.  In the present case, appellant                                                                                       
                    has provided no evidence to prove that the connection in Carll is                                                                                     
                    not capable of the use asserted by the examiner.  We therefore                                                                                        
                    are constrained to agree with the examiner that the differences                                                                                       
                    in the intended use of the connector seen in Carll and                                                                                                
                    appellant's claimed connector do not patentably distinguish                                                                                           

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