Ex Parte DUBRUL - Page 9


         Appeal No. 2003-1513                                                       
         Application No. 09/326,412                                                 

         very stiff and has nothing to do with preventing folding over of           
         the expandable envelope.”  (Supplemental appeal brief, page 3.)            
         We find this argument unpersuasive.  As we discussed at the                
         outset, the present specification states that the prevention of            
         the “folding over” problem is accomplished by making the base              
         thicker or reinforced relative to the anterior portion.  This              
         structure is precisely what is described in Baker.  Accordingly,           
         the burden of proof was shifted to the applicant to provide                
         objective evidence establishing that Baker’s reinforcement                 
         member would be incapable of performing the function recited in            
         appealed claim 19.4  On this point, it is well settled that when           
         a claimed product reasonably appears to be substantially the               
         same as a product disclosed in the prior art, the burden of                
         proof is on the applicant to prove that the prior art product              
         does not inherently or necessarily possess the characteristics             
         attributed to the claimed product.  Cf. In re Schreiber, 128               
         F.3d 1473, 1478, 44 USPQ2d 1429, 1432 (Fed. Cir. 1997)                     
         (“[C]hoosing to define an element functionally, i.e., by what it           
         does, carries with it a risk...[W]here the Patent Office [PTO]             
         has reason to believe that a functional limitation asserted to             

                                                                                   
              4  Baker teaches that the reinforcement member must be                
         sufficiently rigid to equalize external forces exerted on the              
         device and to maintain the intended profile of the device.                 
         (Column 4, lines 52-59.)                                                   

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