Ex Parte UZOH et al - Page 6




         Appeal No. 2003-1980                                                       
         Application No. 09/351,868                                                 
         is determined “on the facts of each case in view of the claimed            
         invention as a whole.”  In re Stencel, 828 F.2d 751, 754, 4 USPQ2d         
         1071, 1073 (Fed. Cir. 1987); see also Applied Materials, Inc. v.           
         Advanced Semiconductor Materials Am., Inc., 98 F.3d 1563, 1572-73,         
         40 USPQ2d 1481, 1488 (Fed. Cir. 1996) (“Whether a preamble stating         
         the purpose and context of the invention constitutes a limitation          
         . . . is determined on the facts of each case in light of the              
         overall form of the claim, and the invention as described in the           
         specification and illuminated in the prosecution history.”).               
              In this instance, the inventor has chosen to, and admits              
         that, these claims are limited by the preamble.  The use of the            
         term “layer” in the body of the claim requires reference to the            
         preamble to understand the structural relationships involved.              
         Accordingly, we conclude, based upon the facts of this claim, that         
         claim 1 is limited by its preamble.                                        
              Likewise, claim 49 accomplishes its method of altering grain          
         size of a metallic layer by heating a substrate.  The metallic             
         layer is defined as plated upon the substrate in the preamble.             
         Accordingly, based upon the facts of this claim, we conclude that          
         the preamble limits claim 49 and requires a metallic layer.                
              Finally, claim 73 contains similar structural relationships           
         as claim 1.  The body of the claim references the metallic layer,          
         while the preamble defines that layer as plated on a workpiece             

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