NICHOLS et al. V. TABAKOFF et al. - Page 53





                Interference No. 104,522 Paper108                                                                                               
                Nichols v. Tabakoff Page 53                                                                                                     
                                Interference parties are reminded that fraud and inequitable                                                    
                        conduct must be established by clear, unequivocal and convincing                                                        
                        evidence, and the party asserting misconduct carries a heavy burden of                                                  
                        persuasion. Driscoll v. Cebalo, 731 F.2d 878, 221 USPQ 745 (Fed. Cir.                                                   
                        1984); Norton v. Curtiss, 433 F.2d 799, 167 USPQ 532 (CCPA 1970).                                                       
                        Accordingly, unless evidence filed with a preliminary motion for judgement                                              
                        (37 CFR 1.639(a)) prima facie meets this standard of proof, the motion                                                  
                        may be denied. If a party asserts that testimony is necessary to support                                                
                        or oppose the motion (37 CFR 1.639(c)), the requirements set forth in                                                   
                        Hanagan v. Kimura, 16 USPQ2d 1791 (Comr. 1990), must be complied                                                        
                        with; for example (16 USPQ2d at 1794):                                                                                  
                                         A proper request under § 1.639(c) must describe the                                                    
                                nature of the testimony being sought. The description must                                                      
                                be of sufficient detail so that the Examiner-in-Chief can                                                       
                                determine whether or not there is a need for the requested                                                      
                                testimony.                                                                                                      
                                         If a person is to be called as a fact witness, a                                                       
                                declaration by that person stating the facts should be filed                                                    
                                new.                                                                                                            
                                         If the other party is to be called, or if evidence in the                                              
                                possession of the other party is necessary, an explanation of                                                   
                                the evidence sought, what it will show, and why it is needed                                                    
                                must be supplied.                                                                                               
                                Preliminary motions in the nature of "fishing expeditions," or based                                            
                        on broad assertions or argument of counsel, will not be permitted. Cf.                                                  
                        Price v. Folsom, 208 USPQ 56 (Comr. 1980).                                                                              
                Neither Rule 56 nor the PTO advocate any change to Kingsdown.                                                                   
                        Further, under 35 U.S.C. § 135(a), "[t]he Board of Patent Appeals and                                                   
                Interferences shall determine questions of priority of the inventions and may determine                                         
                questions of patentability." Assuming arguendo that the inequitable conduct issue is                                            
                not necessary to decide priority, a determination of inequitable conduct is committed to                                        
                our discretion. Accord Critikon. Inc. v. Becton Dickinson Vascular Access, Inc., 120                                            
                F.3d 1253, 1255, 43 USPQ2d 1666, 1668 (Fed. Cir. 1997).                                                                         










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