Ex Parte CHAUG - Page 4




              Appeal No. 2002-1397                                                                                      
              Application No. 09/310,800                                                                                

              could represent a statement of intended use, and read on the intermediate structures                      
              taught by Tsutaki, which are ultimately divided into single-element heads operable for                    
              reading from, and writing to, magnetic media.  However, claim 21 recites that the                         
              recording elements are operable with respect to “the multi-track medium.”  The                            
              preamble of claim 21 recites, “[a] multi-recording element magnetic head assembly                         
              operable for at least one of reading from and writing to a multi-track medium moving                      
              across the head assembly....”  Although the “multi-track medium” is not a structural                      
              limitation of the claim -- the recitation, instead, serves to further limit the recording                 
              elements that are positively recited -- the body of the claim relies on the preamble for                  
              antecedent.                                                                                               
                     A claim preamble has the import that the claim as a whole suggests for it.  Bell                   
              Communications Research, Inc., v. Vitalink Communications Corp., 55 F.3d 615, 620,                        
              34 USPQ2d 1816, 1820 (Fed. Cir. 1995).  In our view, the preamble of instant claim 21                     
              is a limitation, rather than a statement of intended use.  We thus hold that the scope of                 
              the claim is limited to a multi-recording element magnetic head assembly operable for at                  
              least one of reading from and writing to a multi-track medium moving across the head                      
              assembly.  For similar reasons, the remainder of the independent claims -- 1, 6, 27, and                  
              292 -- are also limited to operable multi-recording element magnetic head assemblies.                     


                     2 Claim 29, a product-by-process claim that incorporates the method of claim 11, is independent    
              because it is in a different statutory class from claim 11.  The subject matter of claim 19 is not understood,
              and is subject to a new ground of rejection, infra.                                                       
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