Ex Parte JAPUNTICH et al - Page 3



          Appeal No. 2003-1945                                                        
          Application No. 08/240,877                                                  

          the circumferential edge being associated with the stationary               
          portion of the flexible flap so as to remain in substantially the           
          same position during an exhalation, and the free segment of the             
          circumferential edge being associated with the one free portion             
          of the flexible flap so as to be movable during an exhalation,              
          the free segment of the circumferential edge being disposed                 
          beneath the stationary segment when the valve is viewed from the            
          front in an upright position;                                               
               the flexible flap being secured to the valve seat non-                 
          centrally relative to the orifice at the flap retaining surface,            
          which flap retaining surface and seal surface are nonaligned and            
          positioned relative to each other to allow for a cross-sectional            
          curvature of at least the one free portion of the flexible flap             
          when viewed from the side in a closed position, the nonalignment            
          and relative positioning of the flap-retaining surface and the              
          seal surface also allowing for the one free portion of the                  
          flexible flap to be pressed against the seal surface when a                 
          wearer of the mask is neither inhaling nor exhaling and to allow            
          for the one free portion of the flexible flap to be lifted from             
          the seal surface during an exhalation.                                      
                                   THE EVIDENCE                                       
               The examiner relies on the following items as evidence of              
          obviousness:2                                                               
          Shindel                   1,701,277              Feb. 05, 1929              
          McKim                     3,191,618              Jun. 29, 1965              
          Simpson et al.,           2,072,516              Oct. 07, 1981              
          British Patent Document (Simpson)                                           

               2 On page 13 in the answer, the examiner mentions U.S.                 
          Patent No. 2,999,498 to Matheson, seemingly for the purpose of              
          supporting the rejections on appeal.  Matheson, however, is not             
          included in the statement of any rejection.  Where a reference is           
          relied on to support a rejection, whether or not in a minor                 
          capacity, there is no excuse for not positively including the               
          reference in the statement of the rejection.  See In re Hoch, 428           
          F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                     
          Accordingly, we have not considered the teachings of Matheson in            
          reviewing the merits of the examiner's rejections.                          
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