Ex Parte LIPARI et al - Page 4


                 Appeal No.  2004-0494                                                          Page 4                  
                 Application No.  09/215,831                                                                            
                 administration of the carrier system, said surfactant comprising a hydrophilic                         
                 surfactant component….”  As we understand Lacy’s disclosure, Lacy overcomes                            
                 the disadvantages of using drug in oil alone by including a hydrophilic surfactant                     
                 to the drug in oil composition.                                                                        
                        However, as Lacy points out (column 3, lines 50-52), the majority of                            
                 hydrophilic surfactants “will inhibit the lipolysis of the digestible oil component.”                  
                 Therefore, to overcome the inhibitory effect of the hydrophilic surfactant, Lacy’s                     
                 composition must also include a lipophilic co-surfactant.  Lacy, column 3, lines                       
                 52-55.  Accordingly, as we understand Lacy’s disclosure, Lacy’s composition                            
                 includes four components, (1) a hydrophobic drug, (2) a digestible oil, (3) a                          
                 hydrophilic surfactant, and (4) a lipophilic surfactant.  See e.g., Lacy, column 3,                    
                 lines 56-67.  In contrast, appellants’ claimed invention includes only (1) a                           
                 hydrophobic drug (a fibrate), and (2) at least one monoglyceride.  Therefore, as                       
                 we understand the issue on appeal, the question is whether Lacy suggests                               
                 removing two of the four components of the disclosed composition and if so, are                        
                 the two remaining components (1) a fibrate and (2) at least one monoglyceride?                         
                        We note that Lacy carves out an exception to the use of digestable oils.                        
                 Specifically, Lacy discloses (column 4, lines 1-5), “[i]f the lipophilic surfactant is                 
                 itself a digestible oil, or can serve as the source of lipolytic products, then in a                   
                 modification of the preferred carrier system a separate digestible oil component                       
                 may be omitted….”  In this regard, we note that Lacy discloses (column 4, lines                        
                 36-56), “examples of lipophilic surfactants which can be used for the purposes of                      
                 the present invention are as follows: … 2. Mono- and/or di-glycerides of fatty                         







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