Ex Parte SPIEGEL - Page 7




          Appeal No. 2004-0575                                                        
          Application 09/206,005                                                      


          In the “informal request” (Exhibit E), Mr. Craig indicates that             
          he wants to “order 10 prototypes ASAP” pending clarification of             
          the design, and notes that his need is “URGENT.”  The “formal               
          request” (Exhibit F) is for 10 banjo assemblies apparently as               
          referenced in Form Rite’s drawing EXP-1964-MS (Exhibit C), and              
          indicates as a purpose “Test and evaluate a prototype cooling               
          circuit bypass valve for use on the E400 transmission.”  The                
          “DATE REQUIRED” indicated on the “formal request” is Sept. 14,              
          1994.  In the lower lefthand corner, the “formal request” also              
          indicates an estimated cost of “$700.00 EACH” for the banjo                 
          assemblies.  In addition, a hand written notation appears on the            
          “formal request” and reads “Customer Charge $700 x 10 PCS. =                
          $7,000.”                                                                    


          The § 132 declaration further indicates (page 2) that 12                    
          prototypes were assembled and sent to Ford for evaluation during            
          the week of October 12, 1994.  An informal engineering estimate             
          indicating a future unit price of $10.59 and estimated tooling              
          costs of $253,215.00 was sent to Ford on December 21, 1994                  
          (Exhibit H), and on February 7, 1995, a more detailed “piece                
          price estimate” was sent to Mr. Craig at Ford (Exhibit J).                  


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