Ex Parte SPIEGEL - Page 8




          Appeal No. 2004-0575                                                        
          Application 09/206,005                                                      


          Exhibit K, dated March 22, 1995, appears to show that Form Rite             
          was not ultimately selected to provide further bypass units to              
          Ford.                                                                       


          Based on the evidence of record, we must agree with the                     
          examiner (answer, pages 10-14) that the transfer of 10-12                   
          prototype cooler-bypass units to Ford Motor Company during the              
          week of October 12, 1994 for the sum of approximately $7000.00              
          constitutes a commercial transaction and is prima facie a sale of           
          the invention claimed in the present application prior to the               
          critical date of November 17, 1994.  Moreover, the absence of               
          evidence in the record that appellant maintained any control over           
          the prototypes after their sale to Ford, the absence of any                 
          confidentiality agreement between the parties, the absence of any           
          evidence that the prototypes themselves were marked as                      
          confidential, and the fact that the claims of the present                   
          application “read on” the drawing prepared July 15, 1994 by Mr.             
          Kargula (Exhibit C of the § 132 declaration), from which the                
          prototype units were fabricated, leads us to conclude that the              
          sale to Ford in October 1994 does not fall under the                        
          “experimental use” exception.                                               


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