Ex Parte SPIEGEL - Page 14




          Appeal No. 2004-0575                                                        
          Application 09/206,005                                                      


               PRIOR USE UNDER 35 U.S.C. § 102(b)                                     


          The next rejection for our review is that of claims 1                       
          through 3, 5 and 12 under 35 U.S.C. 102(b) based on a “public               
          use” of the invention more than one year prior to the effective             
          filing date of the present application, i.e., prior to the                  
          critical date of November 17, 1994.  In this instance, the                  
          examiner contends that the transfer of 10-12 prototype units to             
          Ford on or about October 12, 1994, prior to the critical date,              
          without an existing confidentiality agreement, and without such             
          units themselves being marked confidential, constitutes a “public           
          use” of the invention at the time such prototypes were received             
          by engineers at Ford.  The examiner appears to base this                    
          conclusion on speculation and conjecture that Ford engineers took           
          the prototypes and “shopped suppliers” (final rejection, page 6)            
          so as to obtain the lowest possible price, and also disclosed the           
          prototypes to third party “testing subcontractors” for                      
          evaluation.                                                                 


               2(...continued)                                                        
          attorney must conduct meaningful inquiries when the surrounding             
          factual circumstances would cause a reasonable attorney to                  
          understand that relevant and questionable material information              
          should be assessed.                                                         
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