Ex Parte Hopper et al - Page 4




                    Appeal No. 2004-0660                                                                                                                                  
                    Application No. 10/120,116                                                                                                                            


                                                                                OPINION                                                                                   
                              For the reason which follow, we cannot sustain the Examiner’s                                                                               
                    § 112, first paragraph, rejection of claims 4 and 10 or his § 103                                                                                     
                    rejection of claims 4 and 10, but we will sustain the Examiner’s                                                                                      
                    § 103 rejections of claims 1-3, 5-9 and 11.                                                                                                           
                              In response to the § 112, first paragraph, rejection, the                                                                                   
                    Appellants have submitted a declaration (i.e., paper no. 13½, filed                                                                                   
                    with the brief on July 17, 2003) under 37 CFR § 1.132 by Dawn M.                                                                                      
                    Hopper.  According to the Appellants, “as indicated in the                                                                                            
                    Declaration submitted herewith, a person of ordinary skill in                                                                                         
                    the art would recognize that a non-biased high density plasma                                                                                         
                    deposition process refers to not applying an external RF bias to                                                                                      
                    the wafer” (brief, page 6).  Thus, the Appellants do not challenge                                                                                    
                    the Examiner’s reliance on the Vossen reference of record that                                                                                        
                    “substrates (even if they are grounded) are at a potential that is                                                                                    
                    negative with respect to the plasma” (page 54) vis-à-vis the                                                                                          
                    proposition that plasma deposition systems necessarily are biased.                                                                                    
                    Rather, it is the Appellants’ position that one having an ordinary                                                                                    
                    level of skill in the art would consider the “non-biased”                                                                                             
                    recitation in claims 4 and 10 as well as in the subject                                                                                               
                    specification as referring to “not applying an external RF bias                                                                                       
                    to the wafer” (brief, page 6).                                                                                                                        

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