Ex Parte Chang et al - Page 3




          Appeal No. 2004-0682                                                        
          Application No. 09/547,152                                                  

               I.  The rejection of claims 1-4, 7, 8, 19, 21, and 22 under            
          35 U.S.C. § 103 as being unpatentable over Liu in view                      
          of Xin.                                                                     
               Beginning on page 5 of the answer, the examiner’s basic                
          position in this rejection is set forth.  The examiner relies on            
          Liu for disclosing an NPN double-heterojunction bipolar                     
          transistor comprising a base region 22, an emitter region 24, and           
          a collector region 16.  The examiner states that Liu does not               
          disclose a layer of a p-doped indium gallium arsenide nitride on            
          a gallium arsenide substrate.  The examiner relies upon Xin for             
          teaching a layer of a p-doped indium gallium arsenide nitride on            
          a gallium arsenide substrate.  The examiner concludes that it               
          would have been obvious to modify Liu by having a layer of                  
          p-doped indium gallium arsenide nitride for the purpose of                  
          lowering the bandgap, reducing the strain and obtaining a better            
          thermal stability.                                                          
               We observe on page 10 of the answer, that the examiner’s               
          position with regard to the above-mentioned summary, changes in             
          that the examiner’s comments present a new rationale regarding              
          this rejection, i.e., that Xin alone basically meets all the                
          limitations of the claimed invention and that Liu teaches about             
          emitter and collector compositions.  Because this presents an               
          issue of potentially a new ground of rejection, we do not address           
          this aspect of the examiner’s answer.                                       
               Beginning on page 6 of the brief, appellants point out that            
          the teachings of Xin is a teaching of substituting a gallium                
          indium arsenide material on a gallium arsenide substrate with a             
          gallium indium nitride arsenide material on the gallium arsenide            
          substrate.  On page 7 of the brief, appellants point out that Xin           
          does not teach the substitute indium gallium arsenide for any               
          other semiconductor material including gallium arsenide.  We                


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