Ex Parte Surnilla et al - Page 3




              Appeal No. 2004-0750                                                                  Page 3                
              Application No. 09/992,223                                                                                  


                                                       OPINION                                                            
                     In reaching our decision in this appeal, we have given careful consideration to                      
              the appellants’ specification and claims, to the applied prior art references, and to the                   
              respective positions articulated by the appellants and the examiner.  As a consequence                      
              of our review, we make the determinations which follow.                                                     
                     The appellants’ invention is directed to a manner of determining an amount of                        
              NOx stored in an exhaust gas aftertreatment device in a lean-burn engine in order to                        
              calculate when the device must be purged of NOx in order for the engine to continue                         
              operating in the desired manner.  As recited in claim 1, the amount of NOx stored in the                    
              treatment device is determined by the steps of “estimating NOx storage efficiency of the                    
              device based on a percent NOx capacity filled,” and “calculating the amount of NOx                          
              stored in the device based on said estimated NOx storage efficiency of the device.”  It is                  
              the examiner’s view that these steps would have been obvious1 to one of ordinary skill                      
              in the art from the system described in Kubo, considering that although Kubo “fail[s] to                    
              specifically disclose that the NOx storage efficiency is based on a percent NOx storage                     
              capacity filled, instead of an available storage capacity,” the Kubo system “is merely                      

                     1The test for obviousness is what the combined teachings of the prior art would have suggested to    
              one of ordinary skill in the art.  See, for example, In re Keller, 642 F.2d 413, 425, 208 USPQ 871, 881     
              (CCPA 1981).  In establishing a prima facie case of obviousness, it is incumbent upon the examiner to       
              provide a reason why one of ordinary skill in the art would have been led to modify a prior art reference or
              to combine reference teachings to arrive at the claimed invention.  See Ex parte Clapp, 227 USPQ 972,       
              973 (Bd. Pat. App. & Int. 1985).  To this end, the requisite motivation must stem from some teaching,       
              suggestion or inference in the prior art as a whole or from the knowledge generally available to one of     
              ordinary skill in the art and not from the appellant's disclosure.  See, for example, Uniroyal, Inc. v. Rudkin-
              Wiley Corp., 837 F.2d 1044, 1052, 5 USPQ2d 1434, 1439 (Fed. Cir.), cert. denied, 488 U.S. 825 (1988).       







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