Ex Parte Hof et al - Page 4



         Appeal No. 2004-0971                                                       
         Application No. 09/887,933                                                 

              Furthermore, the examiner has not provided any factual                
         basis that one of ordinary skill in the art would have                     
         reasonably expected a primary amide to possess the same                    
         function/properties of a secondary amide in appellants’                    
         claimed process.  On the other hand, appellants discuss in                 
         detail, on pages 3-4 of the Reply Brief, how “not all                      
         amides are created equal”.                                                 
              We note that the initial burden of presenting a prima                 
         facie case of unpatentability on any ground rests with the                 
         examiner.  See In re Oetiker, 977 F.2d 1443, 1445, 24                      
         USPQ2d 1443, 1444 (Fed. Cir. 1992).  We also note that in                  
         order for a prima facie case of obviousness of the claimed                 
         invention to be established, the prior art as applied must                 
         be such that it would have provided one of ordinary skill                  
         in the art with both a suggestion to carry out appellants’                 
         claimed invention and a reasonable expectation of success                  
         in so doing.  See In re Dow Chem. Co., 837 F.2d 469, 473, 5                
         USPQ2d 1529, 1531 (Fed. Cir. 1988).  “Both the suggestion                  
         and the expectation of success must be founded in the prior                
         art, not in the applicant’s disclosure.” Id.                               
              In the instant case, as pointed out by appellants on                  
         pages 4-5 of the Reply Brief, the examiner has, at best,                   
         offered an “obvious to try” standard, which is insufficient                
         to support a prima facie case.  See, In re Geiger, 815 F.2d                
         686, 687, 2 USPQ2d 1276, 1278; cf. In re Wesslau, 353 F.2d                 
         238, 241, 147 USPQ 391, 393 (CCPA 1965).                                   


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