Ex Parte Martin et al - Page 4


              Appeal No. 2004-2202                                                                Page 4                
              Application No. 10/016,324                                                                                

              chains on the liposome outer surface.”  The examiner rejected the claims as anticipated                   
              by and obvious over the prior art.                                                                        
              1.  Anticipation                                                                                          
                     The examiner rejected claims 29-31, 33-37, and 39-45 as anticipated by                             
              Marshall.  The examiner characterizes Marshall as “disclos[ing] liposome formulations                     
              containing a cationic amphiphile, DOPE and PEG (5000)-DMPE for the administration                         
              of therapeutic molecules by inhalation . . . (note the abstract, col. 34, line 27 et seq.,                
              column 54, line 31 et. Seq.).”  Examiner’s Answer, page 3.                                                
                     Appellants argue that Marshall does not anticipate the instant claims because it                   
              “fails to show at least three of the following presently claimed elements:  (1) a liposome;               
              (2) a liposome having a coating of hydrophilic polymer chains; and (3) a liposome                         
              having an entrapped therapeutic agent.”  Appeal Brief, page 3.  Appellants argue that                     
              Marshall does not teach the claimed composition because, among other things, it                           
              “describe[s] preparing a dispersion of a cationic amphiphile; contacting the dispersion                   
              with a biologically active molecule to form a complex [not a liposome] between said                       
              amphiphile and said molecule.”  Id., page 4.                                                              
                     The examiner bears the burden of showing that a claimed invention is anticipated                   
              by the prior art.  See In re Wilder, 429 F.2d 447, 450, 166 USPQ 545, 548 (CCPA 1970)                     
              (“[I]n an ex parte proceeding to obtain a patent . . . the Patent Office has the initial                  
              burden of coming forward with some sort of evidence tending to disprove novelty.”).  “A                   
              claim is anticipated only if each and every element as set forth in the claim is found,                   
              either expressly or inherently described, in a single prior art reference.”  Verdegaal                    
              Bros., Inc. v. Union Oil Co., 814 F.2d 628, 631, 2 USPQ2d 1051, 1053 (Fed. Cir. 1987).                    





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