Ex Parte Carlson - Page 12


                 Appeal No.  2004-2317                                                         Page 12                   
                 Application No.  09/771,938                                                                             
                                                 Claims 15 and 17-20                                                     
                        Claims 15, and 17-20 stand rejected under 35 U.S.C. § 112, second                                
                 paragraph as indefinite in the recitation of the phrase “capable of expressing,” or                     
                 “capable of regenerating.”  According to the examiner (Answer, page 11), the                            
                 claims do “not make clear if the plant actually expresses the traits, or when or                        
                 under what conditions the traits are expressed.”  In this regard, the examiner                          
                 finds (Answer, page 12),                                                                                
                        while the plant has the capacity to express the characteristics, for                             
                        some reason it may not.  Certain characteristics of a plant are                                  
                        expressed only at certain times of its life cycle, and are incapable of                          
                        being expressed at other times. The colors of flower parts such as                               
                        silks, or fruit parts such as husks, are examples. The promoters of                              
                        many genes conferring traits require a transcription factor to                                   
                        become active. Is a plant that has such a gene, but not the                                      
                        transcription factor, considered “capable of expressing” that gene,                              
                        and the trait associated with that gene, and is such a plant                                     
                        encompassed by the claims?                                                                       
                 To address the examiner’s concerns, we find it sufficient to state that if a plant                      
                 has the capacity to express the claimed characteristics it meets the requirement                        
                 of the claim regarding “capable of,” notwithstanding that due to a particular phase                     
                 of the life cycle the plant is not currently expressing a particular characteristic.                    
                 Alternatively, if a plant is incapable of expressing the claimed characteristics at                     
                 any phase of the life cycle, because it lacks, for example, the “transcription                          
                 factor” required for expression – such a plant would not meet the requirement of                        
                 the claim regarding “capable of.”                                                                       
                        Here, we find the examiner’s extremely technical criticism to be a                               
                 departure from the legally correct standard of considering the claimed invention                        








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