Ex Parte Sharan et al - Page 6




            Appeal No. 2005-0822                                                                       
            Application No. 09/825,612                                                                 

            Patent and Trademark Office (PTO) where a patent has not yet                               
            issued.  As we noted above, the appellants do not challenge the                            
            examiner’s factual findings that Chang discloses a method for                              
            making a semiconductor device comprising forming a product in a                            
            PECVD chamber using, inter alia, argon and TiCl4 and exposing a                            
            substrate to the product under substantially the same or similar                           
            conditions as those disclosed in the present specification.  In                            
            fact, the appellants candidly admit that the present                                       
            specification identifies argon as an exemplary gas that performs                           
            the functions recited in the appealed claims.  (Appeal brief at                            
            5.)                                                                                        
                  Under these circumstances, it was appropriate on the part of                         
            the examiner (answer at 6, 11) to shift the burden of proof to                             
            the appellants to show that the argon in Chang would not                                   
            inherently or necessarily satisfy the functional limitations                               
            recited in appealed claims 13, 22, 24, 25, and 28.  Cf. In re                              
            Schreiber, 128 F.3d 1473, 1478, 44 USPQ2d 1429, 1432 (Fed. Cir.                            
            1997) (“[C]hoosing to define an element functionally, i.e., by                             
            what it does, carries with it a risk...[W]here the Patent Office                           
            has reason to believe that a functional limitation asserted to be                          
            critical for establishing novelty in the claimed subject matter                            
            may, in fact, be an inherent characteristic of the prior art, it                           
            possesses the authority to require the applicant to prove that                             
            the subject matter shown to be in the prior art does not possess                           


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