Ex Parte Bertram et al - Page 2



          Appeal No. 2005-0912                                                              
          Application No. 10/233,459                                                        

                The subject matter on appeal relates to an                                  
          electroluminescent device.  According to the appellants,                          
          “[e]lectroluminescent devices, in particular light emitting                       
          diodes (LEDs), are ubiquitous to modern display technology.”                      
          (Specification at 1.)  Further details of this appealed subject                   
          matter are recited in representative claim 1 reproduced below:                    
                     1.  An electroluminescent device comprising:                           
                     hole processing means capable of injecting and                         
                transporting holes;                                                         
                     a light emitting layer in contact with said hole                       
                processing means, comprising quantum dots; each of                          
                said quantum dots being provided with at least one                          
                capping molecule with functional unit on the quantum                        
                dot surface which causes excited state injection into                       
                the quantum dot; and                                                        
                     electron processing means in contact with said                         
                light emitting layer for injecting and transporting                         
                electrons into said light emitting layer.                                   
                The examiner relies on the following prior art references                   
          as evidence of unpatentability:                                                   
          Jenekhe et al.             6,605,904 B2               Aug. 12, 2003               
                (Jenekhe)                           (filed Jan. 31, 2001)                 
          Bawendi et al.             99/26299                  May  27, 1999               
                (Bawendi)(published                                                         
                PCT application)                                                            
                                                                                           
          (2003)(effective Feb. 5, 2001) on Jun. 30, 2004, proposing a                      
          change to claim 1.  The examiner indicated in the advisory                        
          action mailed on Jul. 27, 2004 that the amendment will not be                     
          entered for purposes of this appeal.  (See appeal brief filed on                  
          Sep. 1, 2004 at 2.)                                                               

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