Ex Parte Apps et al - Page 44



         Appeal 2005-0801                                                                                       
         Application 09/848,628                                                                                 

                of these claims in favor of but a single patent claim (claim 4) reciting the                    
                perforated false bottom, with the recitation of this element being relatively                   
                broad.                                                                                          
                       Thus, the prosecution history of the patent establishes that the                         
                Appellants originally presented a number of claims reciting the perforated                      
                false bottom with varying degrees of specificity and subsequently canceled                      
                all of these claims to arrive at patent claims in which the perforated false                    
                bottom was either not recited or, in the case of patent claim 4, only broadly                   
                recited.  These actions by the Appellants do not support, and in fact belie,                    
                any contention that the perforated false bottom limitations recited in reissue                  
                claim 8 pertain to an overlooked aspect of the invention that materially                        
                narrows the claim to the extent necessary to outweigh the broadened,                            
                surrender-related aspects of the claim.                                                         
                       Hence, claim 8, and claims 9-13 which stand or fall therewith, run                       
                afoul of the recapture rule because they would allow the appellants to regain                   
                through reissue subject matter that was surrendered to obtain the patent.                       
                       The foregoing illustrates that the law permits some flexibility as to the                
                manner in which recapture issues can be evaluated.  There is no basis in law,                   
                however, for the procedure advanced in the concurring opinion                                   
                notwithstanding its understandable aim “to place practical and workable                         
                burdens on examiners and Applicants” (page 62) dealing with the admittedly                      
                complex and difficult questions posed by reissue claims falling within                          
                category 3, and potentially category 3(a), of Clement.                                          

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