Ex Parte Apps et al - Page 51



         Appeal 2005-0801                                                                                       
         Application 09/848,628                                                                                 

                                    Substep (1):  if the reissue claim is as broad as or broader                
                             than the canceled or amended claim in all aspects, the recapture                   
                             rule bars the claim;                                                               

                                    Substep (2): if it is narrower in all aspects, the recapture                
                             rules does not apply, but other rejections are possible;                           
                                    Substep (3):  if the reissue claim is broader in some                       
                             aspects, but narrower in others, then:                                             
                                          (a) if the reissue claim is as broad as or broader                    
                                    in an aspect germane to a prior art rejection, but narrower                 
                                    in another aspect completely unrelated to the rejection,                    
                                    the recapture rule bars the claim;                                          
                                          (b) if the reissue claim is narrower in an aspect                     
                                    germane to [a] prior art rejection, and broader in an                       
                                    aspect unrelated to the rejection, the recapture rule does                  
                                    not bar the claim, but other rejections are possible.                       
                                                         (4)                                                    
                                             North American Container                                           
                       In North American Container, Inc. v. Plastipak Packaging, Inc.,                          
                415 F.3d 1335, 75 U.S.P.Q.2d 1545 (Fed. Cir. 2005), the Federal Circuit had                     
                occasion to further address Substep (3)(a) of Clement.                                          
                       North American Container involved a reissue patent, which had been                       
                held invalid by the U.S. District Court for the Northern District of Texas.                     
                The district court bottomed its invalidity holding based on a violation of the                  
                recapture rule.  During prosecution of an application for patent, an examiner                   
                rejected the claims over a combination of two prior art references:                             
                Dechenne and Jakobsen.  To overcome the rejection, North American                               

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