Ex Parte KRAUS - Page 35




             Appeal No. 2005-0841                                                                                 
             Application No. 08/230,083                                                                           

                          therefore, impermissibly recaptures what was                                            
                          previously surrendered.                                                                 
                                                     * * *                                                        
                          Reissue claim 16 omits the ... limitation of                                            
                          originally filed claim 12 (element Z), and                                              
                          therefore, impermissibly recaptures what was                                            
                          previously surrendered.  [Supplemental                                                  
                          Examiner’s Answer, page 4]                                                              

                    The examiner's accurate factual analysis demonstrates that                                    
             the examiner has made out a prima facie case of recapture.                    7                      

                          3.     Applicant's response to the examiner’s case                                      

                                            (1)  First argument                                                   
                    Applicant argues at pages 7-13 of the Appeal Brief filed                                      
             October 4, 2000 that (matter in brackets added):                                                     
                          Applicant is not removing limitations that                                              
                          caused claim 1 in the original application to                                           
                          be patented.  Rather, as noted above,                                                   
                          independent claim 1 of the original                                                     

             7   There is some possibility on this record that applicant might have                               
             presented an argument that the examiner's reasoning at pages 2-4 of the first                        
             Supplemental Examiner's Answer, mailed July 23, 2004, is in effect a "new ground                     
             of rejection."  It also might have been argued that such a new ground of                             
             rejection was not in compliance with the rules in effect at the time the first                       
             Supplemental Examiner's Answer was mailed in July of 2004.  Additionally, there                      
             is some possibility on this record that applicant might have argued that the                         
             second Supplemental Examiner's Answer, mailed November 8, 2004, which                                
             incorporated earlier answers (and the statement of the rejection made in those                       
             earlier answers) was not in compliance with the rules in effect at the time it                       
             was mailed in November of 2004.  See 37 CFR § 41.43(a)(2) (2005), which became                       
             effective on September 13, 2004.  Notice of Final Rule, Practice Before the Board                    
             of Patent Appeals and Interferences, 69 Fed. Reg. 49660 (Aug. 12, 2004),                             
             reprinted in 1286 Off. Gaz. Pat. & Tm. Office 21 (Sep. 7, 2004).  In the Reply                       
             Briefs, filed September 28, 2004 and January 10, 2005, applicant did not make any                    
             of these arguments or note any procedural objection to the manner in which the                       
             examiner procedurally presented the examiner's position on appeal.  Accordingly,                     
             applicant has waived any procedural error which might have occurred in the manner                    
             in which the examiner handled the appeal.                                                            
                                                    - 35 -35                                                      




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