Ex Parte KRAUS - Page 31



             Appeal No. 2005-0841                                                                                 
             Application No. 08/230,083                                                                           

                    necessary, testimony from those skilled in the art as                                         
                    to the interpretation of that record.                                                         
                    . . . When at all possible, determination of the                                              
                    third rebuttal criterion should also be limited to the                                        
                    prosecution history record. . . . We need not decide                                          
                    now what evidence outside the prosecution history                                             
                    record, if any, should be considered in determining if                                        
                    a patentee has met its burden under this third rebuttal                                       
                    criterion.                                                                                    
                    We interpret Festo III to generally, perhaps effectively,                                     
             limit the admissible rebuttal evidence to the prosecution history                                    
             record and extrinsic evidence related to the knowledge of the                                        
             hypothetical person of ordinary skill in the art at the time of                                      
             the amendment.  Admitting evidence not available to the public,                                      
             such as an affidavit of an attorney giving mental impressions                                        
             from the attorney who made the amendment, would undermine the                                        
             public notice function of the patent and its prosecution history.                                    
                                                      (11)                                                        
                                Non-relevance of "intervening rights"                                             
                    We have not overlooked a possibility that an argument might                                   
             be made that the so-called intervening rights provision relating                                     
             to reissues makes jurisprudence on the doctrine of equivalents                                       
             presumption inapplicable to reissue recapture rules.  Our answer                                     
             as to the argument is similar to the answer given by the Federal                                     
             Circuit in Hester with respect to whether the doctrine of                                            
             equivalents surrender principles have any applicability to                                           
             reissue surrender principles.  Hester squarely held that they do.                                    


                                                    - 31 -31                                                      



Page:  Previous  24  25  26  27  28  29  30  31  32  33  34  35  36  37  38  Next 

Last modified: November 3, 2007