Ex Parte KRAUS - Page 32



             Appeal No. 2005-0841                                                                                 
             Application No. 08/230,083                                                                           

             Moreover, mixing "intervening rights" with "surrender" is like                                       
             mixing apples with oranges or putting the cart before the horse.                                     
             A patentee seeking a reissue claim which is barred by recapture                                      
             is not entitled to a reissue patent under 35 U.S.C. § 251.  If                                       
             there is no reissue patent, there can be no intervening rights.                                      
                                                      (12)                                                        
                                                 The dissent                                                      
                    Our dissenting colleagues seem to be saying that the only                                     
             subject matter surrendered is that of a canceled claim.  The                                         
             dissent's analysis looks a lot like an attempt to create a per se                                    
             rule.                                                                                                
                    With all due respect, we believe that any recapture analysis                                  
             must be bottomed principally on a "public notice" analysis which                                     
             can occur only after a record becomes "fixed."  In the case of a                                     
             patent, the "claims" and the "prosecution history" become fixed                                      
             at the time the patent is issued--not during "fluid" patent                                          
             prosecution where claims and arguments can change depending on                                       
             the circumstances, e.g., prior art applied and amendments to                                         
             claims.  It is from a fixed perspective that the public (not the                                     
             patentee) must make an analysis of what the patentee surrendered                                     
             during prosecution.  Moreover, an applicant (not the public)                                         
             controls what amendments are presented during prosecution.  When                                     
             an amendment is presented, it is the applicant that should be in                                     


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