Ex Parte Wortzman et al - Page 12


                   Appeal No.  2006-0230                                                              Page 12                     
                   Application No.  09/864,083                                                                                    
                          In response, appellants rely on two Declarations4 of Philip J. Gordon        5,                         
                   which according to appellants provide evidence of unexpected results.  According                               
                   to appellants (Brief, bridging sentence, pages 10-11), “Lukenbach in conjunction                               
                   with Gordon, fails to teach the cosmetically acceptable combination of the active                              
                   agents at the given pH, a problem addressed by the present invention.”                                         
                   According to the first Declaration (paragraph 2), the compositions set forth in                                
                   Examples 100B and 100C of Lukenbach were prepared and adjusted to a pH of                                      
                   7.5.  After studying the effect of temperature and time on the compositions,                                   
                   declarant concludes (Declaration, paragraph 8):                                                                
                          Example 100C … when prepared in accordance with the                                                     
                          instructions provided by the patent, suggests that the hydroquinone                                     
                          rapidly degrades due to the high pH (7.5) of the formula.  Example                                      
                          100C appears to be fluffy and not smooth.  Further, Example 100C                                        
                          is not a good cosmetic emulsion due to the color instability after two                                  
                          weeks at 40°C…, further having an initial color of brown, which may                                     
                          be due to hydroquinone degradation.                                                                     
                          By way of comparison, appellants’ Supplemental Declaration describes                                    
                   the preparation of a composition within the scope of their invention.  According to                            
                   the Supplemental Declaration (paragraph, 2), this composition had a pH of about                                
                   5.70-5.80.  After studying the effect of temperature and time on the compositions,                             
                   declarant concludes (Declaration, paragraph 8), the composition “when prepared                                 
                   in accordance with the instructions provided by the application, appears to                                    

                                                                                                                                  
                   4 Philip J. Gordon favored this record with two Declarations.  The first Declaration was entered               
                   into the record on October 23, 2003.  Subsequently, a Supplemental Declaration was entered                     
                   into the record on December 11, 2003.                                                                          
                   5 We recognize appellants’ clarification (Brief, page 11, n.1), “Philip J. Gordon, an inventor on the          
                   present application, is not Benjamin Gordon from the Gordon reference (U.S. Patent No.                         
                   5,932,612) cited by the [e]xaminer.”                                                                           






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