Ex Parte MIYAGAWA et al - Page 14




               Appeal No. 2006-0386                                                                                              
               Application 09/460,222                                                                                            

               opening brief was filed on January 15, 2003, the Answer was mailed on  May 19, 2003,                              
               and the reply brief was filed on July 30, 2003.  On January 6, 2004, the application was                          
               remanded to the examiner for the purpose of having him address Ex parte Eggert, 67                                
               USPQ2d 1716 (Bd. Pat. App. & Int. 2003)(expanded panel)(precedential), which was                                  
               decided on May 29, 2003.  A Supplemental Examiner’s Answer was mailed on January                                  
               24, 2005. A Supplemental Reply Brief was filed on March 24, 2005, and approved for                                
               entry by the examiner.                                                                                            
               G.  The merits of the reissue recapture rejection                                                                 
                      The recapture rule “prevents a patentee from regaining through reissue the                                 
               subject matter that he surrendered in an effort to obtain allowance of the original                               
               claims.”  Pannu, 258 F.3d at 1370-71, 59 USPQ2d at 1600 (quoting Clement, 131 F.3d                                
               at 1468, 45 USPQ2d at 1164).  Reissued claims that are broader than the original                                  
               patent's claims in a manner directly pertinent to the subject matter surrendered during                           
               prosecution are impermissible.  Pannu, 258 F.3d at 1371, 59 USPQ2d at 1600 (citing                                
               Clement, 131 F.3d at 1468, 45 USPQ2d at 1164, and Mentor Corp. v. Coloplast, Inc.,                                
               998 F.2d 992, 996, 27 USPQ2d 1521, 1525 (Fed. Cir. 1993)).  Pannu explains:                                       
                      Application of the recapture rule is a three-step process.  The first step is                              
                      to “determine whether and in what `aspect' the reissue claims are broader                                  
                      than the patent claims.” [Clement, 131 F.3d at 1468, 45 USPQ2d at 1164.]                                   
                      “The second step is to determine whether the broader aspects of the                                        
                      reissued claim related to surrendered subject matter.”  Id.  Finally, the                                  
                      court must determine whether the reissued claims were materially                                           
                      narrowed in other respects to avoid the recapture rule.  Hester, 142 F.3d                                  
                      at 1482-83, 46 USPQ2d at 1649-50; Clement, 131 F.3d at 1470, 45                                            
                      USPQ2d at 1165.                                                                                            

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