Ex Parte Lopez-Berestein et al - Page 7


                 Appeal No. 2006-0762                                                         Page 7                   
                 Application No. 09/982,113                                                                            

                 receptor.  See Col. 3, lines 44-66.  Ulukaya teaches that 4-HR is a synthetic                         
                 retinoid that inhibits the proliferation of cancer cells.  As Mehta teaches the use of                
                 retinoids in general for the treatment of cancer, and as Ulukaya teaches that 4-                      
                 HR may be used for the same purpose, the ordinary artisan would have been                             
                 motivated to use 4-HR as the retinoid in the liposomal retinoids taught by Mehta.                     
                 Moreover, one would have been motivated to use a liposome to deliver 4-HR                             
                 because, as taught by Mehta, the liposome allows for direct intracellular delivery.                   
                        Finally, appellants contend that Example 1 and Table 2 demonstrate that                        
                 the encapsulation efficiency achieved by the present inventors “was consistently                      
                 very high . . . in direct contrast to the much poorer . . . encapsulation efficiency                  
                 achieved without the inclusion of water, which is reflective of the approach taught                   
                 by Mehta.”  Id. at 7-8                                                                                
                        First, the encapsulation efficiencies taught in Table 2 as exemplifying the                    
                 claimed invention range from 77.5% to 96.4%, and Mehta teaches they obtain an                         
                 encapsulation efficiency of greater than 90%.  See Col. 8, lines 15-18.  Thus, the                    
                 results demonstrated in Table 2 do not appear to be unexpected.                                       
                        In addition, claims 139 and 140 state “wherein the composition comprises                       
                 from 1 to 10% water” (claims 139) and “wherein the composition comprises about                        
                 10% water” (claim 140).  Thus, claims 139 and 140 do not limit the amount of                          
                 water in the lipid material, but read on the amount of water in the entire                            
                 composition.                                                                                          









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