Ex Parte Waters et al - Page 9



                   Appeal No. 2006-2241                                                                                           
                   Application No. 09/827,291                                                                                     

                          We disagree with appellants and find that Pare does teach using a personal                              
                   identifier as a data key and as such provides suggestion to use name data to identify as a                     
                   key.  Claim 16 is dependent upon claim 15 and together they recite “capturing biometric                        
                   data corresponding to a consumer … generating a key base upon the biometric data,”                             
                   “obtaining name data corresponding to the consumer … identifying a plurality of data                           
                   records based upon the name data” and “retrieving a previously stored data record from                         
                   the identified plurality of data records based upon the data storage key.”  The term                           
                   “Name” is data that identifies a person.  As discussed supra Pare teaches that a party can                     
                   be identified by a combination of biometric data and PIN.   In this embodiment the                             
                   system searches the database for all matches to the PIN and then compares the biometric                        
                   samples associated with the pin to the submitted biometric sample (Pares ‘348 column                           
                   11, lines 40 thorough 48 or Pare ‘166, column 11, lines 36 through 44).  We note that                          
                   while a PIN is not a name, they are both data identifiers of an individual, which amounts                      
                   to printed matter.  Our reviewing court has stated that “[w]here the printed matter is not                     
                   functionally related to the substrate, the printed matter will not distinguish the invention                   
                   from the prior art in terms of patentability.”  In Re Ngai 367 F.3d 1336, 1339, 70                             
                   USPQ2D 1862, 1864 (Fed. Cir. 2004, citing In Re Gulack 703 F. 2d 1381, 217 USPQ                                
                   401 (Fed. Cir. 1983)).  Thus, we consider Pare’s step of using a PIN to retrieve a set of                      
                   samples in a database to correspond to appellants’ claimed “identifying a plurality of                         
                   records based on the name data.”  Accordingly we find ample evidence to support the                            
                   examiner rejection of claim 16.                                                                                
                          On pages 28 and 29 of the brief, appellants argue that the rejection of claim 17 is                     
                   improper for the reasons asserted with respect to claims 1 and 16.   Accordingly, we                           
                   sustain the examiner’s rejection of claim 17 for the reasons discussed with respect to                         
                   claims 1 and 16.                                                                                               







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