Ex Parte Barbera-Guillem - Page 2


            Appeal No. 2006-2466                                                         Page 2              
            Application No. 09/835,759                                                                       

                   “In individuals (both animals and humans) bearing solid nonlymphoid tumors,               
            tumor progression is associated with a change in the TH1/TH2 balance, in favor of a              
            predominant TH2 response.” Id., page 3.  In fact, in these individuals, there may be a           
            humoral immune response, referred to as “a pro-tumor immune response,” that “has a               
            propensity (e.g., as mediated through activated B cells, immune complexes, and                   
            activated immune effector cells) to: selectively drive the immune response, in polarizing        
            the immune response, to comprise a TH2 response; preserve an immune response                     
            polarized to a TH2 response; and to suppress cell mediated immune response                       
            comprising a TH1 response (as exemplified by a TH2/TH1 imbalance).” Id., pages                   
            21-22.                                                                                           
                   The specification describes vaccines and methods “to suppress a TH2 response,             
            and induce a cell mediated immune response to tumor-associated antigen.” Id., page 6.            
            In particular, the specification describes “a vaccine comprising an immunotherapeutic            
            composition, and tumor-associated antigen.” Id., page 25.  A “tumor-associated antigen”          
            is “a composition comprising one or more antigens expressed by tumor cells of solid              
            nonlymphoid tumor origin.” Id., page 16.                                                         
                   An “immunotherapeutic composition” is “a composition (a) comprised of at least            
            one affinity ligand which selectively (preferentially) binds to at least one determinant         
            present on nonmalignant B cells, preferably mature B cells and/or memory B cells; and            
            (b) where[ ]upon contact and binding to such B cells, directly or indirectly results in          
            (causes and/or enables) B cell depletion when added in an amount effective to cause              
            the B cell depletion.”  Id., pages 8-9.  In reference to B cells, “depletion” means “one or      
            more of: blocking of B cell function; functional inactivation of B cells; cytolysis of B cells;  





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