Ex Parte Steenburg - Page 19



           Appeal 2006-1865                                                                         
           Application 09/660,433                                                                   
           Patent 5,802,641                                                                         

                                                (3)                                                 
                                           In re Clement                                            
                 The Federal Circuit’s opinion in Clement discusses a three-step test for           
           analyzing recapture.                                                                     
                 Step 1 involves a determination of whether and in what aspect any claims           
           sought to be reissued are broader than the patent claims.  The Federal Circuit           
           reasoned that a reissue application claim deleting a limitation or element from a        
           patent claim is broader as to that limitation’s or element’s aspect.  131 F.3d at        
           1468, 45 USPQ2d at 1164.                                                                 
                 Step 2 involves a determination of whether the broader aspects of the reissue      
           application claims relate to surrendered subject matter.  131 F.3d at 1468-69, 45        
           USPQ2d at 1164.  In this respect, review of arguments and/or amendments during           
           the prosecution history of the application, which matured into the patent sought to      
           be reissued, is appropriate.  In reviewing the prosecution history, the Federal          
           Circuit observed that “[d]eliberately canceling or amending a claim in an effort to      
           overcome a [prior art] reference strongly suggests that the Appellant admits that        
           the scope of the claim before cancellation or amendment is unpatentable.  131 F.3d       
           at 1469, 45 USPQ2d at 1164.                                                              


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