Ex Parte Steenburg - Page 33



           Appeal 2006-1865                                                                         
           Application 09/660,433                                                                   
           Patent 5,802,641                                                                         

                 The same policy considerations that prevent a patentee from urging                 
           equivalents within what the Supreme Court refers to as “surrendered territory”           
           should prima facie prohibit the patentee from being able to claim subject matter         
           within the surrendered territory in reissue.  Accordingly, the “surrendered subject      
           matter” that may not be recaptured through reissue should be presumed to include         
           subject matter broader than the patent claims in a manner directly related to (1)        
           limitations added to the claims by amendment (either by amending an existing             
           claim or canceling a claim and replacing it with a new claim with that limitation) to    
           overcome a patentability rejection and (2) limitations argued to overcome a              
           patentability rejection without amendment of a claim.  These presumptions are            
           believed to place practical and workable burdens on examiners and Appellant.             
                                                (11)                                                
                               Admissible evidence in rebuttal showing                              
                 As in the case of surrender when applying the doctrine of equivalents, a           
           reissue Appellant should have an opportunity to rebut any prima facie case made          
           by an examiner.                                                                          
                 What evidence may an Appellant rely on to rebut any prima facie case of            
           recapture?                                                                               


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