Ex Parte Hollingsworth - Page 39



                Appeal 2007-0040                                                                             
                Application 10/170,069                                                                       
                Patent 6,073,699                                                                             

                      (2) which patentably distinguish over the prior art.                                   

                                                    (13)                                                     
                                   Non-relevance of “intervening rights”                                     
                      We have not overlooked a possibility that an argument might be made                    
                that the so-called intervening rights provision relating to reissues makes                   
                jurisprudence on the doctrine of equivalents presumption inapplicable to                     
                reissue recapture rules.  Our answer as to the argument is similar to the                    
                answer given by the Federal Circuit in Hester with respect to whether the                    
                doctrine of equivalents surrender principles have any applicability to reissue               
                surrender principles.  Hester squarely held that they do. Moreover, mixing                   
                “intervening rights” with “surrender” is like mixing apples with oranges or                  
                putting the cart before the horse.  A patentee seeking a reissue claim which                 
                is barred by recapture is not entitled to a reissue patent under 35 U.S.C.                   
                § 251.  If there is no reissue patent, there can be no intervening rights.                   

                                                    (14)                                                     
                                               Public Notice                                                 
                      We believe that any recapture analysis must be bottomed principally                    
                on a “public notice” analysis which can occur only after a record becomes                    
                                                                                                            
                However, surrender is not avoided merely by categorizing a claimed                           
                invention as a method rather than an apparatus.  It is the scope of a claimed                
                invention, not its categorization, which determines whether surrendered                      
                subject matter has crept into a reissue claim.                                               
                                                   - 39 -                                                    

Page:  Previous  32  33  34  35  36  37  38  39  40  41  42  43  44  45  46  Next

Last modified: September 9, 2013