Ex Parte Hollingsworth - Page 41



                Appeal 2007-0040                                                                             
                Application 10/170,069                                                                       
                Patent 6,073,699                                                                             

                      territory was already covered by prior art or otherwise                                
                      unpatentable.  The recapture rule thus serves the same policy as                       
                      does the doctrine of prosecution history estoppel:  both operate,                      
                      albeit in different ways, to prevent a patentee from encroaching                       
                      back into territory that had previously been committed to the                          
                      public.  (citations omitted.)                                                          

                                B. § 251- The Examiner’s Prima Facie Case                                    
                      Our Findings of Fact 42-44 set out the basis upon which the Examiner                   
                originally made a recapture rejection in the Final Office Action.  As noted in               
                Finding of Fact 45, the record supports the Examiner’s findings with respect                 
                to claim 4.                                                                                  
                      Basically, in the application which matured into the patent now sought                 
                to be reissued, the Examiner rejected dependent claim 11 (among others)                      
                under 35 U.S.C. § 112 and over the prior art.  Appellant proceeded to cancel                 
                claim 11 (and all other pending claims) and added new claims 28-30 which                     
                included in limitations new limitations.  Amended application claims 28-30                   
                ultimately issued as patent claims 1-3.                                                      
                      The Examiner made three points in Findings of Fact 42-44:                              
                      (1) when faced with a Final rejection in the original application,                     
                            Appellant made a three significant amendments (See Findings                      
                            of Fact 42 (A)-(C));                                                             
                      (2) when faced with a Final rejection in the original application,                     
                            Appellant made two significant arguments (See Finding of Fact                    
                            43 and Findings of Fact 25-26);                                                  


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