Ex Parte Shwarts et al - Page 23



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                                          Substep (1):  if the reissue claim is as broad as or broader                              
                                  than the canceled or amended claim in all aspects, the recapture                                  
                                  rule bars the claim;                                                                              
                                          Substep (2): if it is narrower in all aspects, the recapture                              
                                  rules does not apply, but other rejections are possible;                                          
                                          Substep (3):  if the reissue claim is broader in some                                     
                                  aspects, but narrower in others, then:                                                            
                                                  (a)     if the reissue claim is as broad as or broader                            
                                          in an aspect germane to a prior art rejection, but narrower                               
                                          in another aspect completely unrelated to the rejection,                                  
                                          the recapture rule bars the claim;                                                        
                                                  (b) if the reissue claim is narrower in an aspect                                 
                                          germane to [a] prior art rejection, and broader in an                                     
                                          aspect unrelated to the rejection, the recapture rule does                                
                                          not bar the claim, but other rejections are possible.                                     
                                                                (4)                                                                 
                                                 North American Container                                                           
                           In North American Container, Inc. v. Plastipak Packaging, Inc., 415                                      
                   F.3d 1335, 75 USPQ2d 1545 (Fed. Cir. 2005), the Federal Circuit had                                              
                   occasion to further address Substep (3)(a) of Clement.                                                           
                           North American Container involved a reissue patent, which had been                                       
                   held invalid by the U.S. District Court for the Northern District of Texas.                                      
                   The district court bottomed its invalidity holding based on a violation of the                                   
                   recapture rule.  During prosecution of an application for patent, an examiner                                    
                   rejected the claims over a combination of two prior art references:                                              
                   Dechenne and Jakobsen.  To overcome the rejection, North American                                                
                   Container limited its application claims by specifying that a shape of “inner                                    

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