Ex Parte Shwarts et al - Page 27



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                   of the issued claim that was added to the rejected claim by amendment) was                                       
                   “subject matter that was surrendered during prosecution of the original-filed                                    
                   claims.”  415 F.3d at 1350, 75 USPQ2d at 1557.                                                                   
                           It is believed that the Substep (3)(a) rationale of the Eggert majority                                  
                   (1) is not consistent with the rationale of the Federal Circuit in North                                         
                   American Container and (2) should no longer be followed or be applicable                                         
                   to proceedings before the USPTO.                                                                                 
                                                                (6)                                                                 
                                           What subject matter is surrendered?                                                      
                           In a case involving Substep (3)(a) of Step 3 of Clement, what is the                                     
                   subject matter surrendered?                                                                                      
                           Is it                                                                                                    
                                  (1)     the subject matter of an application claim which was                                      
                                          amended or canceled or                                                                    
                                  (2) the subject matter of an application claim which was                                          
                                          amended or canceled and, on a limitation-by-limitation                                    
                                          basis, the territory falling between the scope of                                         
                                          (a)     the application claim which was canceled or                                       
                                                  amended and                                                                       
                                          (b) the patent claim which was ultimately issued?                                         
                   We believe North American Container stands for the proposition that it is                                        
                   (2) and not (1).  Accordingly, we hold that it is (2).                                                           



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