Ex Parte Shwarts et al - Page 31



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                           reissue just as prosecution history estoppel restricts the                                               
                           permissible range of equivalents under the doctrine of                                                   
                           equivalents.                                                                                             
                                  This court earlier concluded that prosecution history                                             
                           estoppel can arise by way of unmistakable assertions made to                                             
                           the Patent Office in support of patentability, just as it can arise                                      
                           by way of amendments to avoid prior art.  See, e.g., Texas                                               
                           Instruments, Inc. v. International Trade Comm’n, 988 F.2d                                                
                           1165, 1174, 26 USPQ2d 1018, 1025 (Fed. Cir. 1993).                                                       
                   See also Judge Michel’s opinion concurring-in-part and dissenting-in-part in                                     
                   Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd., 234 F.3d 558,                                         
                   602, 56 USPQ2d 1865, 1899 (Fed. Cir. 2000) (Festo I), vacated and                                                
                   remanded, 535 U.S. 722, 122 S. Ct. 1831, 62 USPQ2d 1705 (2002) (Festo                                            
                   II)6 (Michel, J.,):                                                                                              
                           [T]he law of prosecution history estoppel has developed with                                             
                           equal applicability to reissue patents and original patents whose                                        
                           claims were amended during prosecution.  By at least 1879, the                                           
                           Supreme Court recognized that the process of obtaining a                                                 
                           reissue patent precluded the patentee from recapturing that                                              
                           which he had disclaimed (i.e., surrendered), through the                                                 
                           reissuance process.                                                                                      




                                                                                                                                    
                   6   The “Festo” convention used in this opinion is:                                                              
                           Festo I is the original in banc decision of the Federal Circuit.                                         
                           Festo II is the decision of the Supreme Court.                                                           
                           Festo III is the decision of the Federal Circuit on remand.                                              

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