Ex Parte Shwarts et al - Page 34



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                   “surrendered subject matter” that may not be recaptured through reissue                                          
                   should be presumed to include subject matter broader than the patent claims                                      
                   in a manner directly related to (1) limitations added to the claims by                                           
                   amendment (either by amending an existing claim or canceling a claim and                                         
                   replacing it with a new claim with that limitation) to overcome a                                                
                   patentability rejection and (2) limitations argued to overcome a patentability                                   
                   rejection without amendment of a claim.  These presumptions are believed                                         
                   to place practical and workable burdens on examiners and Appellant.                                              

                                                               (11)                                                                 
                                         Admissible evidence in rebuttal showing                                                    
                           As in the case of surrender when applying the doctrine of equivalents,                                   
                   a reissue Appellant should have an opportunity to rebut any prima facie case                                     
                   made by an examiner.                                                                                             
                           What evidence may an Appellant rely on to rebut any prima facie case                                     
                   of recapture?                                                                                                    
                           We hold that the admissible rebuttal evidence generally should be                                        
                   limited to (1) the prosecution history of the application which matured into                                     
                   the patent sought to be reissued and (2) showings related to what was known                                      
                   by a person having ordinary skill in the art at the time an amendment was                                        
                   made.  Nevertheless, we will not attempt to divine, at this time, all evidence                                   
                   that might be relevant.  As with other issues that come before the USPTO,                                        
                   such as obviousness and enablement, the evidence to be presented will vary                                       
                   on a case-by-case basis, as will the analysis of that evidence.                                                  

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