Ex Parte Shwarts et al - Page 40



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                   materially narrowed in respects other than the broader aspects relating to                                       
                   surrendered subject matter.                                                                                      
                           There is a reason the Federal Circuit has repeatedly assessed recapture                                  
                   rule avoidance in terms of whether the reissue claims were materially                                            
                   narrowed in respects other than the broader aspects relating to surrendered                                      
                   subject matter.  The reason involves the purpose served by permitting the                                        
                   recapture rule to be avoided under certain circumstances.  This purpose is                                       
                   described in Hester Indus. as follows:                                                                           
                           [T]his principle [i.e., avoidance of the recapture rule], in                                             
                           appropriate cases, may operate to overcome the recapture rule                                            
                           when the reissue claims are materially narrower in other                                                 
                           overlooked aspects of the invention.  The purpose of this                                                
                           exception to the recapture rule is to allow the patentee to obtain                                       
                           through reissue a scope of protection to which he is rightfully                                          
                           entitled for such overlooked aspects.                                                                    
                   142 F.3d at 1482-83, 46 USPQ2d at 1649-50.                                                                       
                           As explained in Hester Indus., the recapture rule is avoided when two                                    
                   conditions are satisfied.  First, an aspect of the invention must have been                                      
                   overlooked (e.g., not claimed) during patent prosecution.  Second, the                                           
                   reissue claim must have been materially narrowed with respect to this                                            
                   overlooked aspect of the invention.  Because recapture rule avoidance                                            
                   requires the reissue claim to be materially narrowed in an overlooked aspect                                     
                   of the invention, this material narrowing must be in respects other than the                                     
                   broader aspects relating to surrendered subject matter.  Stated differently, a                                   
                   material narrowing in an overlooked aspect cannot possibly relate to                                             


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