Ex Parte Shwarts et al - Page 47



                   Appeal 2007-0493                                                                                                 
                   Application 10/289,967                                                                                           
                   Patent 6,144,380                                                                                                 

                           The Examiner’s accurate factual analysis with respect to claims 5-15,                                    
                   17-37, 39-59, 61-85, and 87-101 demonstrates that the Examiner has made                                          
                   out a prima facie case of recapture consistent with the test set forth in                                        
                   Clement and amplified in Hester.                                                                                 
                           Further, we hold that with respect to the Examiner’s rejection of                                        
                   claims 5-15, 17-37, 39-59, 61-85, and 87-101, the burden of persuasion now                                       
                   shifts to the Appellants to establish that the prosecution history of the                                        
                   application, which matured into the patent sought to be reissued, establishes                                    
                   that a surrender of subject matter did not occur or that the reissued claims                                     
                   were materially narrowed.                                                                                        

                                             C.  § 251 - Appellants’ Response8                                                      
                                                               (1)                                                                  
                                                        Clement: Step 1                                                             
                           With respect to independent reissue claims 5, 27, 49, and 77,                                            
                   Appellants “stipulate[] that reissue independent claims 5, 27, 49 and 77 are                                     
                   broader than originally issued independent claim 1 in at least one aspect.”                                      
                   (Br. 7).  Appellants also admit “the first step towards applying the recapture                                   
                   rule has been satisfied.”  (Br. 7).  See also our discussion of Clement at                                       
                   Section IV. A. (3) supra.                                                                                        
                           However, Appellants are silent as to in what respect the reissue claims                                  
                   are broader than patent claim 1.  We find that claims 5, 27, 49, and 77 are                                      
                                                                                                                                    
                   8 Appellants’ response is contained in the Brief filed October 18, 2005, and                                     
                   Reply Brief filed February 27, 2006.                                                                             
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