Ex Parte BROWNING et al - Page 20



                Appeal 2007-0700                                                                              
                Application 09/159,509                                                                        
                Patent 5,559,995                                                                              

                in which (1) the language “inner wall portions are generally convex” was                      
                eliminated, but (2) the language “wherein the diameter of said re-entrant                     
                portion is in the range of 5% to 30% of the overall diameter of said side                     
                wall” was added.  Thus, the claim sought be reissued was broader in some                      
                aspects and narrower in other aspects.                                                        
                      The Federal Circuit, applying the Clement three-step test, held that the                
                reissue claims were broader in scope than the originally-issued claims in that                
                they no longer require the “inner walls” to be “generally convex.”  The                       
                Federal Circuit further found that the broadened aspect (i.e., the broadened                  
                limitation) “relate[d] to subject matter that was surrendered during                          
                prosecution of the original-filed claims.”  415 F.3d at 1350, 75 USPQ2d at                    
                1557.  The Federal Circuit observed “the reissue claims were not narrowed                     
                with respect to the ‘inner wall’ limitation, thus avoiding the recapture rule.”               
                The Federal Circuit stated:                                                                   
                      [t]hat the reissue claims, looked at as a whole, may be of                              
                      “intermediate scope” is irrelevant. . . . [T]he recapture rule is                       
                      applied on a limitation-by-limitation basis, and ... [North                             
                      American Container’s] deletion of the “generally convex”                                
                      limitation clearly broadened the “inner wall” limitation.                               
                Id.  Thus, the Federal Circuit in North American Container further refined                    
                Substep (3)(a) of Clement:  “broader in an aspect germane to a prior art                      
                rejection” means broader with respect to a specific limitation (1) added to                   
                overcome prior art in prosecution of the application which matured into the                   
                patent sought to be reissued and (2) eliminated in the reissue application                    
                claims.                                                                                       

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