Ex Parte BROWNING et al - Page 30



                Appeal 2007-0700                                                                              
                Application 09/159,509                                                                        
                Patent 5,559,995                                                                              

                “surrendered subject matter” that may not be recaptured through reissue                       
                should be presumed to include subject matter broader than the patent claims                   
                in a manner directly related to (1) limitations added to the claims by                        
                amendment (either by amending an existing claim or canceling a claim and                      
                replacing it with a new claim with that limitation) to overcome a                             
                patentability rejection and (2) limitations argued to overcome a patentability                
                rejection without amendment of a claim.  These presumptions are believed                      
                to place practical and workable burdens on examiners and Appellant.                           

                                                    (11)                                                      
                                  Admissible evidence in rebuttal showing                                     
                      As in the case of surrender when applying the doctrine of equivalents,                  
                a reissue Appellant should have an opportunity to rebut any prima facie case                  
                made by an examiner.                                                                          
                      What evidence may an Appellant rely on to rebut any prima facie case                    
                of recapture?                                                                                 
                      We hold that the admissible rebuttal evidence generally should be                       
                limited to (1) the prosecution history of the application which matured into                  
                the patent sought to be reissued and (2) showings related to what was known                   
                by a person having ordinary skill in the art at the time an amendment was                     
                made.  Nevertheless, we will not attempt to divine, at this time, all evidence                
                that might be relevant.  As with other issues that come before the USPTO,                     
                such as obviousness and enablement, the evidence to be presented will vary                    
                on a case-by-case basis, as will the analysis of that evidence.                               

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