Ex Parte BROWNING et al - Page 58



                Appeal 2007-0700                                                                              
                Application 09/159,509                                                                        
                Patent 5,559,995                                                                              

                facts fell into category 3(b) as described by Clement.  Eggert, 67 USPQ2d at                  
                1731-32.                                                                                      
                      In the instant case, Appellants appear to have been careful to provide                  
                “replacement” limitations for the limitations that were added during                          
                prosecution in response to prior art rejection.  The “replacement” limitations                
                are broader versions of the original limitations that were added.  Even                       
                though the instant reissue claims were submitted before the Board’s decision                  
                in Eggert, the claims appear to avoid recapture consistent with Eggert and                    
                consistent with current USPTO policy.  In accordance with the holding of                      
                Eggert, there is no recapture when the reissue claims retain, in broadened                    
                form, the limitation added (or argued) to overcome a prior art rejection in the               
                original prosecution.  See Manual of Patent Examining Procedure §                             
                1412.02, p. 1400-23, under heading “(d) Reissue Claims Broader in Scope in                    
                Area Directed to Amendment/Argument Made to Overcome Art Rejection in                         
                Original Prosecution; but Reissue Claims Retain, in Broadened Form, the                       
                Limitation(s) Argued/Added to Overcome Art Rejection in Original                              
                Prosecution:” (8th Ed., Rev. 5, Aug. 2006).9                                                  
                      The majority considers Eggert to be inconsistent with the later Federal                 
                Circuit decision in North American Container, Inc. v. Plastipak Packaging,                    
                Inc., 415 F.3d 1335, 75 USPQ2d 1545 (Fed. Cir. 2005).  In my view, the                        
                                                                                                              
                9 On this record, it is not clear why this case is before the Board.  However,                
                the Examiner found (Supplemental Answer 11-12) that the surrender-                            
                generating limitations added during prosecution were omitted in their                         
                entirety; i.e., that the facts fall into category 3(a) as described by Clement,               
                where claims are properly rejected for recapture.                                             
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